Category

Financial Regulation & Compliance

Are you ready for the new Senior Managers and Certification Regime extension?

Are you ready for the new Senior Managers and Certification Regime extension? Senior Managers and Certification Regime The Senior Managers and Certification Regime (“SM&CR”) will apply to all financial services firms that are solely regulated by the FCA and authorised under the Financial Services and Markets Act 2000 (“FMSA”) from 09 December 2019. The regime...
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