We field experts in financial services regulation, particularly those impacting wholesale markets, including the Financial Services & Markets Act, the FCA Handbook, and UK onshored versions of MiFID II, the Benchmarks Regulation, SFTR, EMIR and the Market Abuse Regulation. Our experts have in-house credentials with major regulated entities, for whom they have defended regulatory investigations, as well as investigation and enforcement experience. Thanks to this, we have unique practical insight into the financial regulatory ecosystem and can offer unparalleled knowledge of trading venue rulebooks, including LME and ICE, as well as codes of practice such as the Precious Metals Code and the Baltic Code.
On the retail banking side, we are delighted to play host to dedicated legal professionals in consumer credit, regulated mortgage contracts, payment services, insurance intermediation and fintech products.
We are able to support FCA and AML-regulated firms with their compliance needs and can also offer advice in connection with data protection and the UK GDPR.
